Stock Exchanges in Europe
APTER . NYSE AMEX (FORMERLY AMERICAN STOCK EXCHANGE)—UNITED STATES
National Securities Regulation in relation to Stock Exchanges. Read more about international securities regulations here.
Legislation and Documents
Selected AMEX Rules Pertaining to Membership
Fees to AMEX
Selected Portions to the AMEX Company Guide and
Other Applicable Information
CHAPTER . AMMAN STOCK EXCHANGE— JORDAN
National Securities Regulation in relation to Stock Exchanges. Read more about international securities regulations here.
Legislation and Documents
Amman Stock Exchange Members
Listing Securities Directives
Trading Directives
Disclosure Directives
Fees, Charges and Commissions
CHAPTER . ATHENS STOCK EXCHANGE— GREECE
Oering of Securities
Trading on a Regulated Market
Collective Investment Schemes
Conclusary Remarks & Future Challenges
Legislation and Documents
Athens Stock Exchange Rulebook
CHAPTER . AUSTRALIAN STOCK EXCHANGE
National Securities Regulation in relation to Stock Exchanges. Read more about international securities regulations here.
Legislation and Documents
Selected Market Rules of the ASX
Selected Listing Rules of the ASX
K Thomson Reuters, / xix
Listing Rules Guidance Note —Exempt Foreign Companies
CHAPTER A. BOMBAY STOCK EXCHANGE LIMITED—INDIA
National Securities Regulation in relation to Stock Exchanges. Read more about international securities regulations here.
Membership Requirements
Listing
BSE Byelaws Cash Segment
BSE Regulations Cash Segment
BSE Rules Cash Segment
BSE Byelaws Equity Derivatives and Currency Derivatives Segments
BSE Regulations Equity Derivatives and Currency Derivatives Segments
BSE Rules Equity Derivatives and Currency Derivatives Segments
ICCL Byelaws
ICCL Proposed Changes to Byelaws
ICCL Regulations
ICCL Rules
CHAPTER . BUCHAREST STOCK EXCHANGE—ROMANIA
National Securities Regulation in relation to Stock Exchanges. Read more about international securities regulations here.
Legislation and Documents
Regulation No. Governing Trading on the BSE
Regulation No. on Securities Admission to Listing on the BSE
Listing Guide of the BSE
Listing Companies’ Corporate Governance Code
CHAPTER . BUDAPEST STOCK EXCHANGE— HUNGARY
National Securities Regulation in relation to Stock Exchanges. Read more about international securities regulations here.
Legislation and Documents
Regulations of the Budapest Stock Exchange Ltd. on Section Membership
Regulations for Listing, Continued Trading and Disclosure
CHAPTER . BURSA MALAYSIA STOCK EXCHANGE—MALAYSIA
National Securities Regulation in relation to Stock Exchanges. Read more about international securities regulations here.
Legislation and Documents
Selected Listing Rules
The New Derivatives Trading System
The Islamic Capital Market
CHAPTER . CAYMAN ISLANDS STOCK EXCHANGE
National Securities Regulation in relation to Stock Exchanges. Read more about international securities regulations here.
Legislation and Documents
Selected Sections from the CSX Membership Rules
(Revised)
Selected CSX Listing Rules
Trading Procedures
CHAPTER . COLOMBO STOCK EXCHANGE— SRI LANKA
National Securities Regulation in relation to Stock Exchanges. Read more about international securities regulations here.
CHAPTER . COPENHAGEN STOCK EXCHANGE—DENMARK
National Securities Regulation in relation to Stock Exchanges. Read more about international securities regulations here.
Legislation and Documents
The Securities Trading Act (Consolidated)
Selected Copenhagen Stock Exchange Orders
Guidelines for Securities Listing on the CSE
CHAPTER . CYPRUS STOCK EXCHANGE— CYPRUS
National Securities Regulation in relation to Stock Exchanges. Read more about international securities regulations here.
Legislation and Documents
Corporate governance
Membership requirements
CHAPTER . DELHI STOCK EXCHANGE— INDIA
National Securities Regulation in relation to Stock Exchanges. Read more about international securities regulations here.
Legislation and Documents
Membership of the Stock Exchange
Termination of Membership
SEBI Guidelines, Facts & Figures, Indian Stock
Market
Social Scale of Brokerage and Stamp Duty as of
January , , Directory of Members
Highlights of the Revised Policy and Procedure for
Investments by NRI’s and OCBs, Facts & Figures, Indian Stock Market
CHAPTER . DEUTSCHE BÖRSE AG— FRANKFURT STOCK EXCHANGE
(FRANKFURTER WERTPAPIERBÖRSE), GERMANY
National Securities Regulation in relation to Stock Exchanges. Read more about international securities regulations here.
EU Transparency Directive and Markets in Financial Instruments Directive and Their Implementation in
Germany
Legislation and Documents
Exchange Rules for the Frankfurter Wertpapierbörse (FWB)
Conditions for Transactions on the Frankfurter Wertpapierbörse
Admission Regulations for Exchange Traders at Frankfurter Wertpapierbörse
Statement by Deutsche Börse AG on London Stock Exchange Group Shareholders’ Vote
CHAPTER . EGYPTIAN EXCHANGE
Summary Informtion
Legislation and Documents
EGX Members
Membership Rules
Listing Rules
Trading Procedures
CHAPTER . EURONEXT BASIC STRUCTURE
National Securities Regulation in relation to Stock Exchanges. Read more about international securities regulations here.
Legislation and Documents
Euronext Rule Book
NYSE Euronext
CHAPTER . EURONEXT AMSTERDAM STOCK EXCHANGE
National Securities Regulation in relation to Stock Exchanges. Read more about international securities regulations here.
Legislation and Documents
List of Euronext’s Members and their Contact Information
Euronext Rule Book, Book
Euronext Trading in Mid and Small Cap Securities
Euronext Rule Book, Book
Selected Euronext Listing and Issuing Rules
International Securities Regulation: Stock Exchanges
Euronext Amsterdam Alternext Rules
CHAPTER A. HO CHI MINH STOCK EXCHANGE
National Securities Regulation in relation to Stock Exchanges. Read more about international securities regulations here. Appendices
Instructions on Listing Registration Procedures on the Ho Chi Minh Stock Exchange
CHAPTER . HONG KONG EXCHANGES AND CLEARING LIMITED—CHINA
National Securities Regulation in relation to Stock Exchanges. Read more about international securities regulations here.
Legislation and Documents
The Organization, Departments and Head
Personnel of the HKEx
Guide to Participation and Trading Rights
Selected Listing Rules of the Stock Exchange of Hong Kong Main Board
Reference Guide to the Requirements, Procedure and Costs of GEM and a Comparison of
MainBoard to GEM
Selected Rules of GEM
Order Form for Select HKEx Publications
CHAPTER . HONG KONG STOCK EXCHANGE—CHINA—ADMISSION CRITERIA
Admission Criteria
Contact Details and Other Enquiries
Market Operations and Infrastructure
Regulatory Framework and Rules
Trading Calendar and Trading Hours
CHAPTER . NATIONAL STOCK EXCHANGE OF INDIA LIMITED—INDIA
National Securities Regulation in relation to Stock Exchanges. Read more about international securities regulations here.
Legislation and Documents
Securities Contracts (Regulation) Act ()
Securities Contracts Regulation Rules ()
Securities and Exchange Board of India Act ()
Securities and Exchange Board of India (Amendment) Act
Eligibility Criteria for Trading Membership on CM Segment of NSE
Listing Criteria for Companies on CM Segment of NSE
Listing Fees in CM Segment
Listing Criteria for Securities on WDM Segment
Contract Specication for F&O
J. Movement of Indices
K. NSE Statistical Data: Business Growth of CM Segment
L. NSE Statistical Data: Business Growth of WDM Segment
M. NSE Statistical Data: Business Growth of Futures & Options Market Segment
CHAPTER . IRISH STOCK EXCHANGE
National Securities Regulation in relation to Stock Exchanges. Read more about international securities regulations here.
Legislation and Documents
Rules of the Irish Stock Exchange ( April )
Main Securities Market Listing Rules ( April )
CHAPTER . ITALIAN STOCK EXCHANGE
National Securities Regulation in relation to Stock Exchanges. Read more about international securities regulations here.
Legislation and Documents
Guide for Membership to Trading in the Markets of Borsa Italiana
Rules of the Markets Organised and Managed by the Borsa Italiana
Rules of the Nuovo Mercato Organised and Managed by Borsa Italiana S.P.A
CHAPTER A. ISTANBUL STOCK EXCHANGE—TURKEY
Contact Information
Governing Body
Membership Information
Governing Laws
Market Information
Listing Requirements
Foreign Stock Exchange Arrangements and Linkages
Language Used In Trading Securities
Publications Available —ECM Regulation
ISE Circular on Warrants
ISE Bonds and Bills Market Regulation
ISE Listing Regulation
ISE Stock Market Regulation
ISE Stock Exchange Regulation
Regulation Pertaining to the Foundation of Stock
Exchanges and Their Principles of Operation
CHAPTER . JASDAQ SECURITIES EXCHANGE—JAPAN
National Securities Regulation in relation to Stock Exchanges. Read more about international securities regulations here.
CHAPTER . JOHANNESBURG STOCK EXCHANGE
National Securities Regulation in relation to Stock Exchanges. Read more about international securities regulations here.
Legislation and Documents
JSE Equities Rules
JSE Limited (“JSE”)
CHAPTER A. KAZAKHSTAN STOCK EXCHANGE
National Securities Regulation in relation to Stock Exchanges. Read more about international securities regulations here.
IPO Guide—Kazakhstan Stock Exchange
Kazakhstan Stock Exchange (KASE) Listing Requirements
CHAPTER . KUWAIT STOCK EXCHANGE
National Securities Regulation in relation to Stock Exchanges. Read more about international securities regulations here.
Legislation and Documents
Chapter III of Amiri Decree & By-Laws Organizing Kuwait Stock Exchange. Stock Exchange
Membership
List of Stockbroker Members
Trading Cycle
Chapter II of Amiri Decree & By-Laws Organizing Kuwait Stock Exchange, Listing and Acceptance
of Securities and various Rules of the Kuwait Stock Exchange Committee
Kuwait Stock Exchange Trading Reports for January and June,
CHAPTER . LISBON STOCK EXCHANGE— PORTUGAL
National Securities Regulation in relation to Stock Exchanges. Read more about international securities regulations here.
Legislation and Documents
Listing Requirements for the Three Segments of the Portuguese Stock Exchange Market
Digest of the Lisbon Stock, August
Publications of the Lisbon Stock Exchange
Euronext Lisbon Non Harmonized Rules
CHAPTER . LJUBLJANA STOCK
EXCHANGE—SLOVENIA
National Securities Regulation in relation to Stock Exchanges. Read more about international securities regulations here.
Legislation and Documents
Organizational Structure of LJSE
Monthly Statistics Ljubljana Stock Exchange
Listing Requirements of the Ljubljana Stock Exchange
CHAPTER . LONDON STOCK EXCHANGE
National Securities Regulation in relation to Stock Exchanges. Read more about international securities regulations here.
Legislation and Documents
Selected Rules of the LSE
LSE Admission and Disclosure Standards
Selected Listing Rules of the UKLA
CHAPTER . LUXEMBOURG STOCK EXCHANGE
National Securities Regulation in relation to Stock Exchanges. Read more about international securities regulations here.
Legislation and Documents
Board Members and Key Personnel
Membership (Part , Chapter of the Rules and
Regulations of the Luxembourg Stock Exchange)
Market Access Arrangements (Part , Chapter of
the Rules and Regulations of the Luxembourg Stock Exchange)
Listing Requirements (Part of the Rules and
Regulations of the Luxembourg Stock Exchange)
Recent Legislation and Regulation Governing the
Activity of, in, and relating to the Luxembourg Stock Exchange
Luxembourg Stock Exchange Members
Key Publications and Documents of the
Luxembourg Stock Exchange (LuxSE)
CHAPTER . MADRID STOCK EXCHANGE— SPAIN
National Securities Regulation in relation to Stock Exchanges. Read more about international securities regulations here.
Legislation and Documents
Members of BM
Listing Requirement of the BM
CHAPTER . MAURITIUS STOCK EXCHANGE
to the Regulatory Framework
Legislation and Documents
Listed Companies on The Stock Exchange of
Mauritius (Ocial Market)
Mauritius Brokers List
Listing Rules of The Stock Exchange of Mauritius Ltd
CHAPTER . MEXICAN STOCK EXCHANGE
Summary Commentary
Legislation and Documents
Members of Mexican Stock Exchange
Descriptions Of The Laws And Regulations
Governing The Mexican Stock Exchange And Its Participants
Regulatory Institutions
Trading System Of The Mexican Stock Exchange
SIF, A New Subsidiary to Manage and Develop Trading Systems for the Fixed-Income Market
Types Of Instruments Traded On The Mexican Stock Exchange
The Mexican Stock Exchange’s On-Line/Printed Publications
CHAPTER . MONTREAL STOCK EXCHANGE—CANADA
National Securities Regulation in relation to Stock Exchanges. Read more about international securities regulations here.
Legislation and Documents
Members of the Montreal Exchange
Minimum Listing Requirements of the Boursede Montreal
CHAPTER A. NAIROBI SECURITIES EXCHANGE
National Securities Regulation in relation to Stock Exchanges. Read more about international securities regulations here.
Capital Markets Policies and Fiscal Incentives—Kenya
Nairobi Securities Exchange Management & Membership Rules
Nairobi Securities Exchange Listing Manual
The Capital Markets (Securities) (Public Oers, Listings and Disclosures) (Amendment)
Regulations,
Nairobi Securities Exchange Trading Rules (Applicable from July , )
Nairobi Securities Exchange (Nominated Advisors) Rules,
CHAPTER . NASDAQ STOCK EXCHANGE— UNITED STATES
National Securities Regulation in relation to Stock Exchanges. Read more about international securities regulations here.
Legislation and Documents
The NASDAQ Stock Market, Inc. Market place Rules
Listing Standards and Fees
. General Standards
. Communications with Customers and the Public
. Transactions with Customers
. Commissions, Mark-Ups and Charges
. Special Accounts
. Securities Distributions
. Special Products
J. . Responsibilities to other Brokers or Dealers
K. . Responsibilities Relating to Associated Persons, Employees, and Others’ Employees
L. . Books and Records, and Financial Condition
M. . Settlements
N. . Trading
O. . Computer Systems
P. . Emergency Preparedness
CHAPTER . NEW YORK STOCK EXCHANGE (DIVISION OF NYSE EURONEXT)
National Securities Regulation in relation to Stock Exchanges. Read more about international securities regulations here.
Legislation and Documents
Denition of Terms, Article I, Section of the Constitution of the New York Stock Exchange, Inc.
Membership, Article II of the Constitution of the New York Stock Exchange, Inc.
New York Stock Exchange, Inc. Membership Rules and Policies International Securities Regulation: Stock Exchanges
Summary of NYSE’s Domestic Listing Requirements and Procedures
Summary of NYSE’s Listing Standards and Procedures with Listing Fee Schedule for NonU.S. Entities
NYSE Listing Manual
Statistical Data of International Listing and Other Transactions
The NYSE Bond Market
NYSE Publications
CHAPTER . NEW ZEALAND STOCK EXCHANGE
National Securities Regulation in relation to Stock Exchanges. Read more about international securities regulations here.
Legislation and Documents
Directory of NZX Member Firms
NZSX Rules, Section
NZAX Rules, Section
NZAX Rules, Section
NZAX Rules, Section
CHAPTER . OSAKA STOCK EXCHANGE— JAPAN
National Securities Regulation in relation to Stock Exchanges. Read more about international securities regulations here.
List of Members and Special Participants
Membership Requirements Chart
Trading Volume and Value Chart: Domestic Stocks
OSE Aggregate Bonds Market Value
Chapter II, Membership, Constitution of the Osaka Securities Exchange
Chapter IV-II, Special Participants, Constitution of the Osaka Securities Exchange
Numerical Criteria for Listing of Domestic Stocks
Numerical Criteria for First Section Assignment and Delisting of Domestic Stocks
Foreign Investment Company Stocks
Commission Rates
CHAPTER . OSLO BØRS—NORWAY
National Securities Regulation in relation to Stock Exchanges. Read more about international securities regulations here.
Legislation and Documents
Listing Rules for Equities—Oslo Børs (January )
Continuing Obligations of Stock Exchange Listed Companies—Oslo Børs
Bond Rules—Listing Rules—Continuing Obligations—Oslo Børs
ETF Rules—Listing Rules and Continuing Obligations for Exchange Traded Funds—Oslo Børs
CHAPTER . PACIFIC STOCK EXCHANGE— UNITED STATES
National Securities Regulation in relation to Stock Exchanges. Read more about international securities regulations here.
Legislation and Documents
Constitution of Pacic Stock Exchange Incorporated, Article V, Membership in the
Exchange, Article VI, Application and Election to Membership, Article VII, Transfer of
Membership, and Article VIII, Member Firm Requirements
Rules of the Board of Governors, Rule, Listing
Original Listing Requirements
Foreign Listings Currently Traded on the PSE, as of August ,
CHAPTER . PFTS UKRAINE STOCK EXCHANGE
National Securities Regulation in relation to Stock Exchanges. Read more about international securities regulations here.
Legislation and Documents
Directory of PFTS Members
Membership Regulations
Listing Requirements
PFTS Charter
Regulations of the Board
CHAPTER . PHILIPPINE STOCK EXCHANGE
National Securities Regulation in relation to Stock Exchanges. Read more about international securities regulations here.
Legislation and Documents
Members of the PHSE
Rules of the PHSE Regarding Membership
Rules of the PHSE Regarding Listing of Issuers
Companies Listed on the PHSE
Publications of the PHSE
Related Entities of the PHSE
CHAPTER . SÃO PAULO STOCK EXCHANGE—BRAZIL
National Securities Regulation in relation to Stock Exchanges. Read more about international securities regulations here.
Legislation and Documents
BOVESPA’S Member Firms
CVM Instructions
CHAPTER . SINGAPORE EXCHANGE
National Securities Regulation in relation to Stock Exchanges. Read more about international securities regulations here.
Legislation and Documents
SGX’s Rule Books
CHAPTER . SLOVENIA STOCK EXCHANGE
National Securities Regulation in relation to Stock Exchanges. Read more about international securities regulations here.
Legislation and Documents
Market in Financial Instruments Act (ZTFI)
Organisational Structure of the Ljubljana Stock Exchange Inc
Listing Requirements of the Ljubljana Stock Exchange
CHAPTER . TAIWAN STOCK EXCHANGE
National Securities Regulation in relation to Stock Exchanges. Read more about international securities regulations here.
Legislation and Documents
Taiwan Stock Exchange Members
Taiwan Stock Exchange Corporation Rules Governing Examination of the Listing of
Securities and Supplementary Provisions
Taiwan’s Securities and Exchange Act, Relevant Laws and Regulations
CHAPTER . TEL AVIV STOCK EXCHANGE— ISRAEL
National Securities Regulation in relation to Stock Exchanges. Read more about international securities regulations here.
Legislation and Documents
TASE Members
Selected Portions of the TASE Membership Regulations
Dual Listing
CHAPTER . THAILAND STOCK EXCHANGE
National Securities Regulation in relation to Stock Exchanges. Read more about international securities regulations here.
Legislation and Documents
Selected Regulations and Notications on Membership
SET Listing Manual for Common Shares
Selected Regulations and Notications Pertaining to Listing on SET
CHAPTER . TOKYO STOCK EXCHANGE— JAPAN
National Securities Regulation in relation to Stock Exchanges. Read more about international securities regulations here.
Legislation and Documents
List of TSE Members
Summary Description of General Membership Requirements, Income of Members and Other Information
Summary of Listing Requirements and Fees for the TSE
Listing Requirements of Mothers (Domestic Companies)
Listing Requirements of Mothers (Foreign Companies)
TSE Listing Standards and Procedures for Foreign Companies
CHAPTER . TORONTO STOCK EXCHANGE— CANADA
National Securities Regulation in relation to Stock Exchanges. Read more about international securities regulations here.
Legislation and Documents
Toronto Stock Exchange (TSX) Rule Book
TSXV Venture Exchange Rule Book
TSX Company Manual
TSXV Corporate Finance Manual
CHAPTER . VIENNA STOCK EXCHANGE— AUSTRIA
National Securities Regulation in relation to Stock Exchanges. Read more about international securities regulations here.
Legislation and Documents
The Stock Exchange Act
The Capital Market Act
Admission to Listing under the Stock Exchange Act